Hospital Harm: Pneumonia
Pneumonia is an infection of the lungs defined as the presence of "new lung infiltrate plus clinical evidence that the infiltrate is of an infectious origin, which include the new onset of fever, purulent sputum, leukocytosis, and decline in oxygenation" (Kalil et al., 2016). Pneumonia can be caused by viruses, bacteria, and fungi and can cause mild to severe illness in people of all ages and (Centers for Disease Control and Prevention (CDC), 2020).
- Topics
- Patient safety
- Hospital harm
- Audience
Point of care provider
Quality or safety improvement lead
Policy advisor or analyst
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Goal
To prevent hospital-acquired pneumonia in hospitalized adult patients by implementing proven interventions.
Overview
Healthcare Excellence Canada has developed this Hospital Harm Improvement Resource – a compilation of resources to support patient safety and improvement efforts.
For pneumonia to occur in any setting, at least one of the following three conditions must occur:
significant impairment of host defenses,
introduction of an inoculum of sufficient size into the lower respiratory tract to overwhelm the host's defenses, or
the presence of highly virulent organisms (Centre for Communicable Diseases and Infection Control, 2010).
Despite advances in the understanding of contributing causes and prevention, hospital acquired pneumonia (HAP) and ventilator associated pneumonia (VAP) continue to be frequent complications of hospital care. Together, they are among the most common hospital-acquired infections (HAIs), accounting for 22 per cent of all HAIs (Kalil et al., 2016).
Hospital-acquired pneumonia (HAP)
HAP is an acute lower respiratory tract infection that is, by definition, acquired after at least 48 hours of admission to the hospital and is not incubating at the time of admission. Among patients with hospital-acquired infections, HAP is the leading cause of death and causes 22% of all hospital-acquired infections. Though generally considered to be less severe than ventilator-associated pneumonia (VAP), even in HAP serious complications occur in approximately 50% of patients, including respiratory failure, pleural effusions, septic shock, renal failure, and empyema (Kalil et al., 2016).
Ventilator-associated pneumonia (VAP)
Ventilator-associated pneumonia (VAP) is defined by infection of the pulmonary parenchyma in patients exposed to invasive mechanical ventilation for at least 48 hours and is part of ICU-acquired pneumonia. VAP remains one of the most common infections in patients requiring invasive mechanical ventilation.
VAP is reported to affect five to 40 per cent of patients receiving invasive mechanical ventilation for more than two days (Papazian et al., 2020). Compared to similar patients without VAP, these infections negatively impact important patient outcomes and prolong both the length of mechanical ventilation and hospitalization (Kalil et al., 2016). Kalil et al. indicate that while all-cause mortality associated with VAP has been reported to range from 20 to 50 per cent, the mortality directly related to VAP is debated (2016).
Risk of Transmission
In all healthcare settings, there is significant risk of transmission of acute respiratory infection (ARI) to patients and to healthcare providers. This is due to:
the large number of people (i.e., patients, family members, volunteers, visitors, workers) who come and go in these settings;
the ease with which droplet-spread respiratory illnesses can pass from one person to another;
the fact that many clients/patients/residents have other illnesses that make them more likely to experience complications from respiratory infections; and
the large number of people who seek care for or develop ARI in these settings
(Provincial Infectious Diseases Advisory Committee (PIDAC), 2013)
Importance to Patients and Families
Hospital-acquired pneumonia, and notably ventilator-associated pneumonia, developing as a consequence of lung bacterial colonization, alters clinically important outcomes, including duration of mechanical ventilation, length of stay in the intensive care unit (ICU), and mortality rates (Kalil et al., 2016; Roquilly et al., 2015).
VAP is one of the most serious complications for the most critically ill and vulnerable patients and can be avoided in the hospital by using proven strategies (Institute for Healthcare Improvement (IHI), 2012).
Vaccines can prevent some types of Pneumonia. Patients can help prevent pneumonia and other respiratory infections by following good hygiene practices. These practices include cleaning hands regularly and disinfecting frequently touched surfaces (CDC, 2020).
Patient Story
Claire inspires change after her passing.
Claire, the nine year- old daughter of an ICU nurse, died after 16 days in the same intensive care, following surgery to repair a malformation in her skull. After surgery, Claire was placed in a deep sleep and on a ventilator. She eventually succumbed to complications, including pneumonia. Her mother risked everything to fight in Claire's memory. A review of Claire's care found that ventilator management was below accepted standards. It also revealed Claire's death was precipitated by an abrupt rise in carbon dioxide caused, most commonly, by a blocked endotracheal tube. The review deemed Claire's death as preventable (Canadian Patient Safety Institute, 2011).
Clinical and System Reviews, Incident Analyses
Given the broad range of potential causes of Pneumonia, in addition to recommendations listed above, we recommend conducting clinical and system reviews to identify latent causes and determine appropriate recommendations.
Occurrences of harm are often complex with many contributing factors. Organizations need to:
Measure and monitor the types and frequency of these occurrences.
Use appropriate analytical methods to understand the contributing factors.
Identify and implement solutions or interventions that are designed to prevent recurrence and reduce risk of harm.
Have mechanisms in place to mitigate consequences of harm when it occurs.
To develop a more in-depth understanding of the care delivered to patients, chart audits, incident analyses and prospective analyses can be helpful in identifying quality improvement opportunities. Links to key resources for conducting chart audits and analysis methods are included in the Hospital Harm Improvement Resource Introduction.
To develop a more in-depth understanding of the care delivered to patients, chart audits, incident analyses and prospective analyses can be helpful in identifying quality improvement opportunities. Links to key resources for conducting chart audits and analysis methods are included in the Hospital Harm Improvement Resources Introduction.
If your review reveals that pneumonia-related events are linked to specific processes or procedures, you may find these resources helpful:
Association for Professionals in Infection Control and Epidemiology, Inc. (APIC)
Infectious Diseases Society of America and The American Thoracic Society
Management of Adults with Hospital-acquired and Ventilator-associated Pneumonia: 2016 Clinical Practice Guidelines Thoracic Society; Clinical Infectious Diseases, Volume 63, Issue 5, 1 September 2016, Pages e61–111.
Public Health Agency of Canada
Public Health Ontario
Provincial Infectious Diseases Advisory Committee (PIDAC) Annex B: Best practices for prevention of transmission of acute respiratory infection in all health care settings. 2013.
The Society for Healthcare Epidemiology of America
Measures
Vital to quality improvement is measurement, and this applies specifically to implementation of interventions. The chosen measures will help to determine whether an impact is being made (primary outcome), whether the intervention is actually being carried out (process measures), and whether any unintended consequences ensue (balancing measures). In selecting your measures, consider the following:
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You may use different measures or modify the measures described below to make them more appropriate and/or useful to your particular setting. However, be aware that modifying measures may limit the comparability of your results to others.
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Evaluate your choice of measures in terms of the usefulness of the final results and the resources required to obtain them; try to maximize the former while minimizing the latter.
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Whenever possible, use measures you are already collecting for other programs.
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Try to include both process and outcome measures in your measurement scheme.
Discharge Abstract Database
Discharge Abstract Database (DAD) Codes included in this clinical category: B16: Pneumonia
Concept: Pneumonia identified during a hospital stay.
Exclusions
Abstracts with a length of stay less than 2 days
Code: Code Description
J10.0, J11.0, J12.–, J13, J14, J15.–, J16.8, J18.–, J85.1:
Identified as diagnosis type (2)
OR
Identified as diagnosis type (3) AND J95.88 as diagnosis type (2) AND Y60–Y84 in the same diagnosis cluster
Code: Code Description
J10.0: Influenza with pneumonia, other influenza virus identified
J11.0: Influenza with pneumonia, virus not identified
J12.–: Viral pneumonia, not elsewhere classified
J13: Pneumonia due to Streptococcus pneumoniae
J14: Pneumonia due to Haemophilus influenzae
J15.–: Bacterial pneumonia, not elsewhere classified
J16.8: Pneumonia due to other specified infectious organisms
J18.–: Pneumonia, organism unspecified
J85.1: Abscess of lung with pneumonia
J95.88: Other post-procedural respiratory disorders Includes: Ventilator associated pneumonia (VAP)
Y60–Y84: Complications of medical and surgical care(refer to Appendix A of the Hospital Harm Indicator General Methodology Notes)
Success Stories
Oral Hygiene for Pneumonia Prevention
Many care-dependent clients in acute surgical settings are at risk for hospital-acquired pneumonia. A concern about high HAP rates on the neurosurgical ward at Royal Columbian Hospital (RCH) was identified by the Clinical Nurse Specialist (CNS). A multidisciplinary team was formed, led by the CNS and a Speech Language Pathologist (SLP) (Health Standards Organization, 2015)
References
Canadian Patient Safety Institute. Claire inspires change after her passing. Published 2011.
Centre for Communicable Diseases and Infection Control. Infection Control Guideline for the Prevention of Healthcare-Associated Pneumonia. Ottawa, ON: Public Health Agency of Canada; 2010. http://publications.gc.ca/collections/collection_2012/aspc-phac/HP40-54-2010-eng.pdf
Centers for Disease Control and Prevention (CDC). Pneumonia. CDC. Published March 9, 2020. http://www.cdc.gov/pneumonia/index.html
Health Standards Organization. Leading Practices Library. Accreditation Canada. Published 2015. https://accreditation.ca/leading-practices
Institute for Healthcare Improvement (IHI). How-to Guide: Prevent Ventilator-Associated Pneumonia. Cambridge, MA: IHI; 2012. http://www.ihi.org/resources/Pages/Tools/HowtoGuidePreventVAP.aspx
Kalil AC, Metersky ML, Klompas M, et al. Management of Adults with hospital-acquired and ventilator-associated pneumonia: 2016 Clinical practice guidelines by the Infectious Diseases Society of America and the American Thoracic Society. Clin Infect Dis. 2016;63(5):e61-e111. doi:10.1093/cid/ciw353
Papazian L, Klompas M, Luyt C-E. Ventilator-associated pneumonia in adults: A narrative review. Intensive Care Medicine. March 2020. doi:10.1007/s00134-020-05980-0
Provincial Infectious Diseases Advisory Committee (PIDAC). Annex B: Best Practices for Prevention of Transmission of Acute Respiratory Infection In All Health Care Settings. Toronto, ON: Public Health Ontario; 2013. https://www.publichealthontario.ca/-/media/documents/bp-prevention-transmission-ari.pdf?la=en
Roquilly A, Marret E, Abraham E, Asehnoune K. Pneumonia prevention to decrease mortality in intensive care unit: a systematic review and meta-analysis. Clin Infect Dis. 2015;60(1):64-75. doi:10.1093/cid/ciu740. [Erratum: Roquilly et al. Clin Infect Dis 2015; 60: 64-75]. http://cid.oxfordjournals.org/content/60/1/64.full.pdf
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