Hospital Harm Improvement Resource
The Hospital Harm Improvement Resource links measurement and improvement by providing evidence-informed practices that will support patient safety improvement efforts.
- Topics
- Patient safety
- Hospital harm
- Audience
Policy advisor or analyst
Quality or safety improvement lead
Point of care provider
:quality(80))
Hospital Harm Improvement Resource
Patients expect hospital care to be safe and for most people it is. However, a small proportion of patients experience some type of unintended harm as a result of the care they receive.
The Canadian Institute for Health Information (CIHI) and Healthcare Excellence Canada (HEC) have collaborated on a body of work to address gaps in measuring harm and to support patient safety improvement efforts in Canadian hospitals.
The Hospital Harm Improvement Resource (improvement resource) was developed by HEC to complement the Hospital Harm measure developed by CIHI. It links measurement and improvement by providing evidence-informed practices that will support patient safety improvement efforts.
The purpose of measuring quality and safety is to improve patient care and optimize patient outcomes. The Hospital Harm measure should be used in conjunction with other sources of information about patient safety, including patient safety reporting and learning systems, chart reviews or audits, Accreditation Canada survey results, patient concerns and clinical quality improvement process measures. Together, this information can inform and optimize improvement initiatives.
The improvement resource is a compilation of guidance linked to each of the clinical groups within the Hospital Harm measure to help drive changes that will make care safer. Through research and consultation with clinicians, experts, and leaders in quality improvement (QI) and patient safety, the improvement resource is intended to make information on improving patient safety easily available, so teams spend less time researching and more time optimizing patient care.
Using the improvement resource
The layout of the improvement resource reflects the framework of the Hospital Harm measure (Figure 1) shown on page three and focuses on actions that can be taken to decrease the likelihood of harm. The measure includes four major categories of harm; within each category is a series of individual clinical groups, or types of harm, each of which connects to evidence-informed practices for improvement.
For each clinical group, the improvement resource provides the following:
an overview of the clinical group and goal for improvement
implications for patients experiencing the type of harm and their importance to patients and family
guidance for clinical and system reviews and incident analyses, including a list of resources specific to the clinical group
guidance on measuring improvement
success stories from organizations
references.
Definitions
As patient safety evolves it is important to be clear on the meaning and differences of specific words. For the purposes of the Hospital Harm measure, the following definitions apply:
Harm: An unintended outcome of care that may be prevented with evidence-informed practices and is identified and treated in the same hospital stay.
Occurrence of harm: Harmful event is synonymous with occurrence of harm.
Hospital Harm Measure: Acute care hospitalizations with at least one unintended occurrence of harm that could be potentially prevented by implementing known evidence-informed practices.
For harm to be included in the measure, it must meet the following three criteria.
It is identified as having occurred after admission and within the same hospital stay.
It requires treatment or prolongs the patient's hospital stay.
It is one of the conditions from the 31 clinical groups in the Hospital Harm Framework.
If you have any feedback or suggestions for the Improvement Resource, please send your ideas to info@hec-esc.ca.
How to Use the Hospital Harm Measure for Improvement
Occurrences of harm are often complex with many contributing factors. Organizations need to:
measure and monitor the types and frequency of these occurrences
use appropriate analytical methods to understand the contributing factors
identify and implement solutions or interventions designed to prevent recurrence and reduce the risk of harm
have mechanisms in place to mitigate consequences of harm when it occurs
To develop a more in-depth understanding of the care delivered to patients, chart audits, incident analyses or prospective analyses can all be helpful in identifying quality improvement opportunities. Links to key resources for analysis methods are included in the section "Resources for Conducting Incident and/or Prospective Analyses."
Conducting a chart audit to drive quality improvement
Chart audits are recommended as a good method to develop a more in-depth understanding of the care delivered to patients identified by the Hospital Harm measure. Chart audits can also help identify quality improvement opportunities.
Step 1: Prioritize quality improvement opportunities
Prioritize the clinical groups for review with the help of your multidisciplinary team, and by considering the following factors.
Clinical groups with a high volume of patients.
Severity of harm including never events, serious reportable adverse events, serious safety events, and critical incidents.
Clinical groups that align with:
Quality improvement (QI) work already underway or planned in the organization.
Provincial/territorial or regional priorities or ministerial directives.
Priorities identified through the accreditation or risk assessment process.
Priorities from patient safety incident reporting and learning systems, patient safety or quality assurance reviews or patient complaints.
Step 2: Identify what you want to measure
Identify specifically what you want to measure through a chart audit. The input of experts is key in this step. Clinical groups are comprised of codes of different but related types of harm. Determine which codes contribute the most harm to the clinical group, what questions you need to answer, and what information you need to collect. The Hospital Harm improvement resource (improvement resource) lists some suggested outcome and process measures for each clinical group.
For example, C21: patient trauma captures in-hospital injuries such as fractures, dislocations, burns and asphyxiation. If C21 has been identified as a "high volume" clinical group for your facility/organization you will want to determine which codes contribute to the majority of harm (for example fracture, burns, etc.). If fractures are the focus of your audit, you may want to measure the number of fractures due to falls. To understand what contributed to the fall you may need to know where the fall occurred (from bed, wet floor, etc.) and whether the patient had a fall risk assessment, and medication review on admission, etc.
Step 3: Identify your patient population
Once your team has identified a clinical group to explore, with the help of the multidisciplinary team you will need to identify the patient population for study. For instance, you may decide to review all cases included in the clinical group or focus on a specific unit or patient population (for example medical, surgical, obstetrical, etc.)
Step 4: Determine your sample size for the chart audit
Sample size is at the discretion of your facility/organization. For a chart audit you may arbitrarily choose a sample size; the minimum is usually 10 to 20 charts or 10 percent of the population. For steps on determining a statistically valid sample size see The How’s and Why’s of Chart Audits:http://patientsafetyed.duhs.duke.edu/module_b/steps/step4.html
Step 5: Create your audit tools
Determine the demographic and care processes that you want to capture in your audit. Hospitals may use existing audit tools from external organizations or create their own audit tool. Here are examples of audit tools for medication reconciliation and preventing falls and injury from falls.
Step 6: Collect your data
Members of the multidisciplinary QI team can conduct the chart audit of the sample cases, or it can be done by staff familiar with conducting audits (for example health information analysts, clinical educators, risk managers).
Step 7: Summarize your results
Summarize the chart audit results and share them with members of your team for additional insights. The input of those who provide the care on a regular basis is also very valuable at this stage. Have them reflect on:"Does this match what you are experiencing in your day-to-day provision of care to our patients? Does it make sense to you or surprise you?"
Step 8: Use your results to inform and launch a QI initiative
Pull together a multidisciplinary QI team inclusive of content and process experts and those who provide the care on a regular basis. Analyze the results from the chart audits to identify specific improvement opportunities. Embark on a journey using QI methodology such as the model for improvement or any quality framework used at your organization.
Use the experiences of others to identify how to make improvements. Find out what high performing organizations are doing, and look at other resources.
Remember to include ongoing measurement and evaluation to understand if changes have resulted in improvement (see process measures listed for each clinical group in the improvement resource). Identify any other sources of complementary information (for example patient safety incident reporting and learning system data, ongoing quality audits, quality of care reviews).
If your organization would like further information on how to conduct a chart audit for quality, some helpful references include:
The retrospective chart review: important methodological considerations http://www.ncbi.nlm.nih.gov/pmc/articles/PMC3853868/
The How's and Why's of Chart Audits http://patientsafetyed.duhs.duke.edu/module_b/chart_audit.html
Learning from Harm
Healthcare Excellence Canada offers numerous resources to support reporting, responding, and learning from patient harm.
Resources for conducting incident and prospective analyses
Canadian Incident Analysis Framework
The Canadian Incident Analysis Framework is a resource to support those responsible for, or involved in, managing, analyzing, and learning from patient safety incidents in any healthcare setting. It provides analysis methods (comprehensive, concise, and multi-incident) and tools to assist in answering the following questions.
What happened?
How and why did it happen?
What can be done to reduce the likelihood of recurrence and make care safer?
What was learned?
Patient Safety and Incident Management Toolkit
This web resource is based on the Canadian Incident Analysis Framework but extends the focus beyond incident analysis to look at the broader spectrum of patient safety and incident management. Resources, tools and references from Canada and international sources are available at the fingertips of users through links and downloadable documents.
Institute for Healthcare Improvement (IHI)
The IHI Global Trigger Tool for Measuring Adverse Events (AEs) provides instructions for training reviewers in this methodology and conducting a retrospective review of patient records using triggers to identify possible AEs. This tool includes a list of known AE triggers as well as instructions for selecting records, training information, and appendices with references and common questions.
Institute for Safe Medication Practices Canada (ISMP Canada)
Canadian Failure Mode and Effects Analysis Framework©
Failure modes and effects analysis (FMEA) is a proactive safety technique that helps to identify process and product problems before they occur. It is one of several types of prospective risk assessment that can be used in healthcare settings. It is also widely used as an integral aspect of improving quality and safety in other industries (e.g., automotive, aviation, and nuclear power).
ISMP Canada has developed the Canadian Failure Mode and Effects Analysis Framework — Proactively Assessing Risk in Healthcare©, with assistance from healthcare and human factors engineering consultants. It can be applied to all healthcare processes, such as medication use, patient identification, specimen labelling, emergency room triage, identification of risk of patient falls.
General Patient Safety Quality Improvement and Measurement Resources
Driving quality improvement in a focused area such as a clinical group requires an understanding of the foundational elements of patient safety, quality improvement, and measurement.
Below is a list of patient safety, quality improvement and measurement resources that can be used by quality improvement teams, as well as resources for leaders.
Here is a sample of the resources available from Healthcare Excellence Canada to support your healthcare improvement efforts:
A Guide to Patient Safety Improvement
This resource has been designed to support teams across all healthcare sectors in using a knowledge translation and quality improvement integrated approach to change that will impact patient safety outcomes. This Guide for Patient Safety Improvement is intended to accompany current best available evidence change ideas, and tools and resources for your specific project. It includes ideal practice changes ("the what") and strategies ("the how") that create the evidence-informed intervention. Adaptations are expected and important considerations for implementation will be provided in this guide.
A change package is a toolkit of information that can inform the planning, implementation and evaluation of a healthcare improvement initiative that aims to create lasting benefits to patient, family, or caregiver experience, health and work life of providers.
Enhanced Recovery Canada is leading the drive to improve surgical safety across the country and is based on Enhanced Recovery After Surgery (ERAS) surgical best practices. These evidence-informed principles support better outcomes for surgical patients including: an improved patient experience, reduced length of stay, decreased complication rates, and fewer hospital readmissions.
Engaging Patients in Patient Safety – a Canadian Guide
Patient safety is the most important aspect of care according to patients and families. Patients, providers, and leaders agree that when patients participate as partners in their own care and in patient safety improvements at an organizational or system level, harm can be prevented, and incidents can be better managed. This guide is an extensive resource, based on evidence and leading practices, that aims to help patients and families, providers, and leaders partner more effectively to improve patient safety. The guide is regularly revised to include the most current evidence, resources, and guidance to shape policies, practices and meet required standards.
Through Essential Together, we're working with health and care organizations to support them in re-integrating, welcoming, and engaging essential care partners as part of care teams, during COVID-19 and beyond.
Healthcare Improvement Planner
This Healthcare Improvement Planner helps with documenting plans and actions to implement a healthcare improvement initiative that aims to create lasting improvement in patient, family, or caregiver experience, health, and work life of providers.
Improvement Frameworks Getting Started Kit
Improvement comes from the application of knowledge. It also comes from action: from developing, testing, and implementing changes which alter how work or activity is done or the makeup of a product or service. The Improvement Frameworks Getting Started Kit provides an introduction to various improvement science methodologies and provides the foundational knowledge necessary for applying the Model for Improvement to an improvement project.
Long Term Success and Sustainability of Healthcare Improvement Guide
The Long Term Success and Sustainability of Healthcare Improvement Guide provides tips and resources to support a healthcare improvement initiative through its implementation, evaluation, sustainability, and spread.
The Measurement and Monitoring of Safety Framework
The Measurement and Monitoring Safety Framework, created by Professor Charles Vincent and colleagues from the Health Foundation, consists of five dimensions that organizations, units, or individuals including leaders, providers, patients, and families can use to understand, guide, and improve patient safety. This new approach assesses and evaluates safety from "ward to board" by providing a comprehensive and accurate real-time view of patient safety. The Framework helps users move from "assurance" to "inquiry" by shifting away from a focus on past cases of harm towards current performance, future risks, and organizational resiliency.
Our most pressing challenges in healthcare require focused, constructive discussions. Sharing openly and listening to diverse perspectives and experiences. At Healthcare Excellence Canada, we've developed the Spotlight Series to do just that. It's about connecting people to have conversations with a purpose. Responding quickly to current issues by featuring strategies for improvement that are transferable. We'll explore solutions to make improvements last, as we work together to shape the future of quality and safety in healthcare across the country.
Patient safety experts agree that effective teamwork skills are essential for safe, quality healthcare that prevents and mitigates harm. TeamSTEPPS® is a teamwork system developed by the United States Department of Defense and the Agency for Healthcare Research and Quality to improve safety and transform culture in healthcare through better teamwork, communication, leadership, situational awareness, and mutual support. TeamSTEPPS Canada™ has been adopted and adapted by Healthcare Excellence Canada and made available to the healthcare field in Canada. The program includes a comprehensive set of ready-to-use materials and a training curriculum to integrate teamwork principles into a variety of settings.
Additional Resources for Improvement
There are many organizations that provide healthcare improvement resources. Some resources from these sites are available only to members while others are open access.
British Columbia Patient Safety & Quality Council
Health Standards Organization (HSO)
Institute for Healthcare Improvement (IHI)
Canadian Agency for Drugs and Technology in Health
Canadian Medical Protective Association
Healthcare Insurance Reciprocal of Canada
Health Quality Council of Alberta
Ontario Health (Health Quality Ontario)